regions bank chief compliance officer

New compliance officers face an overwhelming amount of tasks during their first few months. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Head of Consumer Banking Group. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Executive Vice President Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. ET The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. She is also responsible for managing the companys relationships with credit rating agencies. He began his career in the Jackson, Mississippi office of Arthur Andersen. He leads the company's Executive Leadership Team. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. The LifeGreen color is a trademark of Regions Bank. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. He earned a masters degree in Human Resources from Boston University. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Privacy Policy. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. In addition, he helped large banks build out their big data and data science roadmaps. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. John Turner is president and chief executive officer of Regions Financial Corporation. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Mehlman received her bachelors degree from Cornell University. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. General Counsel and Corporate Secretary. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. President, Regions Foundation. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Birmingham's largest bank has added a new leader to its ranks. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. She joined Regions in 2003 to lead Consumer Credit Risk. and Building a detailed plan. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Member FDIC. He is also a member of the companys Executive Leadership Team. Brett D. Couch Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). September 13 Law and regulation Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Regions Bank is an Equal Housing Lender and Member FDIC. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. December 09, 2020, 1:13 p.m. EST 1 Min Read. About Regions Financial Corporation Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Hope D.Mehlman Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. During this period, he served in line management positions in manufacturing, distribution and sales. Dana W. Nolan Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Senior Executive Vice President Pichel began his career as a financial analyst with General Motors. Head of Corporate Real Estate and Procurement. Executive Vice President Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. She currently holds Series 79, Series 63 and Series 24 licenses. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. 4 Models for the Chief Compliance Officer Role. . Senior Executive Vice President He leads the companys Executive Leadership Team. William E. Horton In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Privacy Policy. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Dana Nolan serves as the Head of Investor Relations at Regions. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. 2023 Regions Bank. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. C. Keith Herron Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. About this role. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Community Affairs Nix will report to Tara Plimpton, chief legal officer for the bank. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers).

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